The deals involve Excel & Y Insurance Services/Lundgren & Young Insurance, AUVI Insurance, Sceptre Pointe Insurance and ...

ZERO announced the alternative trading system operated by its broker-dealer subsidiary can now facilitate the trading of ...

PFG, a Phoenix-based firm with nearly $5 billion in assets under administration, today announced its transition from Osaic to United Planners Financial Services (“United Planners”) as the ...

To determine the Best Stock Brokers and Robo-Advisors awards for 2026, The Motley Fool Money's experts evaluated accounts with our ratings model, focusing on industry factors and user benefits, ...

Prospera Financial Services, a Dallas-based broker-dealer, said yesterday it had recently lured to its platform a duo of veteran financial advisors from B. Riley Wealth Management in Irvine, Calif., ...

(Reuters) -Dutch online bank Bunq said on Monday that it had received a licence to operate as a broker-dealer in the United States, part of a drive to expand outside of Europe. Being a broker-dealer ...

This content has been selected, created and edited by the Finextra editorial team based upon its relevance and interest to our community. The approval marks bunq's first step into the US market and ...

For many financial advisors, dissatisfaction with a current broker-dealer eventually raises the question: is it time to make a move? The recent trend of broker-dealer consolidation through mergers and ...

In Early September 2025, TRAU convened the RPA Broker/Dealer Roundtable and Thinktank at the Broadridge offices in New York City. Attending was a group of senior executives of the defined contribution ...

London-based GSR, one of crypto’s largest market makers, has agreed to acquire Equilibrium Capital Services, a FINRA-registered broker-dealer shell company based in Portland, Oregon. The market maker ...

The independent broker-dealer channel has emerged as a leading force in the US wealth management industry, outpacing other channels in advisor-managed asset growth and reshaping the competitive ...